Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
POON, WAI YAN
Chinese Name of Relevant Individual

潘蔚茵
HKMA Registration Number
AF3692
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
15 Jan 2019
Is an Executive Officer? (Yes / No)
No
Capacity
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
POON, WAI YAN
:
Chinese Name of Relevant Individual
潘蔚茵
:
HKMA Registration Number
AF3692
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 1: dealing in securities
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 4: advising on securities
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING
DBS BANK LTD.
Type 6: advising on corporate finance
15 Jan 2019
No
TEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING