Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, SHUN YING
Chinese Name of Relevant Individual
余舜英
HKMA Registration Number
AF3731
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Dec 2015 - 03 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Dec 2015 - 03 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2014 - 07 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Jul 2013 - 26 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Jul 2013 - 26 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
15 Jul 2013 - 26 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 May 2012 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 May 2012 - 08 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2011 - 09 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 Nov 2011 - 09 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, SHUN YING
:
Chinese Name of Relevant Individual
余舜英
:
HKMA Registration Number
AF3731
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3731
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
24 Dec 2015 - 03 Sep 2017
No
AF3731
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
24 Dec 2015 - 03 Sep 2017
No
AF3731
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Jan 2014 - 07 Dec 2015
No
AF3731
HANG SENG BANK, LIMITED
Type 1: dealing in securities
15 Jul 2013 - 26 Dec 2013
No
AF3731
HANG SENG BANK, LIMITED
Type 4: advising on securities
15 Jul 2013 - 26 Dec 2013
No
AF3731
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
15 Jul 2013 - 26 Dec 2013
No
AF3731
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 May 2012 - 08 Apr 2013
No
AF3731
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 May 2012 - 08 Apr 2013
No
AF3731
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 Nov 2011 - 09 Apr 2012
No
AF3731
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 Nov 2011 - 09 Apr 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.