Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, KWAN WA
Chinese Name of Relevant Individual
何昆樺
HKMA Registration Number
AF3762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2014 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
31 Oct 2014 - 01 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2014 - 07 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Feb 2014 - 07 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2011 - 22 Dec 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Nov 2011 - 22 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, KWAN WA
:
Chinese Name of Relevant Individual
何昆樺
:
HKMA Registration Number
AF3762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3762
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Oct 2014 - 01 Aug 2015
No
AF3762
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
31 Oct 2014 - 01 Aug 2015
No
AF3762
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Feb 2014 - 07 Sep 2014
No
AF3762
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Feb 2014 - 07 Sep 2014
No
AF3762
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Nov 2011 - 22 Dec 2011
No
AF3762
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Nov 2011 - 22 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.