Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MUKHERJEE, JAI
Chinese Name of Relevant Individual
HKMA Registration Number
AF3768
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Nov 2011 - 09 Jan 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2011 - 09 Jan 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UNICREDIT BANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
10 Nov 2011 - 09 Jan 2012
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MUKHERJEE, JAI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3768
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3768
UNICREDIT BANK AG
Type 1: dealing in securities
10 Nov 2011 - 09 Jan 2012
Yes
AF3768
UNICREDIT BANK AG
Type 4: advising on securities
10 Nov 2011 - 09 Jan 2012
Yes
AF3768
UNICREDIT BANK AG
Type 6: advising on corporate finance
10 Nov 2011 - 09 Jan 2012
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.