Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YONESHIMA, KEIICHI
Chinese Name of Relevant Individual
HKMA Registration Number
AF3803
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 09 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2014 - 14 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
15 Nov 2011 - 16 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YONESHIMA, KEIICHI
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3803
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3803
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jul 2015 - 09 Jul 2015
No
AF3803
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jan 2014 - 14 Jan 2014
No
AF3803
BARCLAYS BANK PLC
Type 4: advising on securities
15 Nov 2011 - 16 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.