Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, ZHENG
Chinese Name of Relevant Individual
王争
HKMA Registration Number
AF3804
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2018 - 20 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2018 - 20 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2015 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
EAST WEST BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2015 - 22 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Nov 2011 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, ZHENG
:
Chinese Name of Relevant Individual
王争
:
HKMA Registration Number
AF3804
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3804
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
19 May 2018 - 20 Aug 2019
No
AF3804
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
19 May 2018 - 20 Aug 2019
No
AF3804
EAST WEST BANK
Type 4: advising on securities
09 Nov 2015 - 22 May 2018
No
AF3804
EAST WEST BANK
Type 1: dealing in securities
13 Aug 2015 - 22 May 2018
No
AF3804
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
15 Nov 2011 - 31 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.