Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
QI, ZHIQING
Chinese Name of Relevant Individual
齊至清
HKMA Registration Number
AF3827
Other HKMA Registration Number(s)
AG0667
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2014 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Aug 2013 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2011 - 01 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Nov 2011 - 01 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2011 - 21 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FALCON PRIVATE BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2011 - 21 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
QI, ZHIQING
:
Chinese Name of Relevant Individual
齊至清
:
HKMA Registration Number
AF3827
:
Other HKMA Registration Number(s)
AG0667
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0667
UBS AG
Type 4: advising on securities
17 Jan 2014 - 30 Sep 2022
No
AG0667
UBS AG
Type 1: dealing in securities
15 Aug 2013 - 30 Sep 2022
No
AF3827
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
24 Nov 2011 - 01 Nov 2012
No
AF3827
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
24 Nov 2011 - 01 Nov 2012
No
AF3827
FALCON PRIVATE BANK LTD.
Type 1: dealing in securities
17 Nov 2011 - 21 Nov 2011
No
AF3827
FALCON PRIVATE BANK LTD.
Type 4: advising on securities
17 Nov 2011 - 21 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.