Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KIM, HAN JOON
Chinese Name of Relevant Individual
金漢俊
HKMA Registration Number
AF3842
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2016 - 04 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2015 - 25 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2015 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2015 - 13 Feb 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2014 - 25 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2014 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2014 - 15 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2013 - 16 Oct 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2013 - 16 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2013 - 26 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Feb 2013 - 05 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2012 - 21 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2012 - 10 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2012 - 08 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2011 - 22 Nov 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KIM, HAN JOON
:
Chinese Name of Relevant Individual
金漢俊
:
HKMA Registration Number
AF3842
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Jan 2016 - 04 Sep 2019
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Sep 2015 - 25 Sep 2015
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 May 2015 - 12 Jun 2015
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Feb 2015 - 13 Feb 2015
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Nov 2014 - 25 Nov 2014
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Mar 2014 - 01 Apr 2014
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Feb 2014 - 15 Feb 2014
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
11 Oct 2013 - 16 Oct 2013
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
12 Jul 2013 - 16 Jul 2013
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Mar 2013 - 26 Mar 2013
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Feb 2013 - 05 Feb 2013
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Nov 2012 - 21 Nov 2012
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Jul 2012 - 10 Jul 2012
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
06 Mar 2012 - 08 Mar 2012
No
AF3842
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
18 Nov 2011 - 22 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.