Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, SEE MUN
Chinese Name of Relevant Individual
余詩敏
HKMA Registration Number
AF3855
Other HKMA Registration Number(s)
AC7840
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 16 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 9: asset management
Effective Period
01 Aug 2021 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2016 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2016 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
06 Apr 2016 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Mar 2016 - 23 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jan 2016 - 20 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2015 - 10 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2012 - 06 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 9: asset management
Effective Period
06 Nov 2012 - 06 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2011 - 21 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2011 - 21 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
19 Nov 2011 - 21 Sep 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 9: asset management
Effective Period
09 Oct 2010 - 02 Sep 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 19
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, SEE MUN
:
Chinese Name of Relevant Individual
余詩敏
:
HKMA Registration Number
AF3855
:
Other HKMA Registration Number(s)
AC7840
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3855
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 16 Sep 2025
No
AF3855
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 16 Sep 2025
No
AF3855
BANQUE PICTET & CIE SA
Type 9: asset management
01 Aug 2021 - 30 Jun 2025
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
02 May 2016 - 30 Jul 2021
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
06 Apr 2016 - 30 Jul 2021
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
06 Apr 2016 - 30 Jul 2021
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
16 Mar 2016 - 23 Mar 2016
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
14 Jan 2016 - 20 Jan 2016
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
08 Dec 2015 - 10 Dec 2015
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
06 Nov 2012 - 06 Mar 2014
No
AF3855
PICTET & CIE (EUROPE) S.A.
Type 9: asset management
06 Nov 2012 - 06 Mar 2014
No
AF3855
CREDIT SUISSE AG
Type 1: dealing in securities
19 Nov 2011 - 21 Sep 2012
No
AF3855
CREDIT SUISSE AG
Type 4: advising on securities
19 Nov 2011 - 21 Sep 2012
No
AF3855
CREDIT SUISSE AG
Type 9: asset management
19 Nov 2011 - 21 Sep 2012
No
AC7840
BNP PARIBAS WEALTH MANAGEMENT
Type 9: asset management
09 Oct 2010 - 02 Sep 2011
No
AC7840
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
15 Dec 2005 - 02 Sep 2011
No
AC7840
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
15 Dec 2005 - 02 Sep 2011
No
AC7840
BNP PARIBAS
Type 1: dealing in securities
15 Dec 2005 - 07 Oct 2010
No
AC7840
BNP PARIBAS
Type 4: advising on securities
15 Dec 2005 - 07 Oct 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.