Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NORDIN, NICOLAS GOSTA
Chinese Name of Relevant Individual
HKMA Registration Number
AF3856
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2011 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2011 - 29 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
19 Nov 2011 - 01 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 5: advising on futures contracts
Effective Period
19 Nov 2011 - 01 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NORDIN, NICOLAS GOSTA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3856
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3856
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
19 Nov 2011 - 29 Jun 2012
No
AF3856
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
19 Nov 2011 - 29 Jun 2012
No
AF3856
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 2: dealing in futures contracts
19 Nov 2011 - 01 May 2012
No
AF3856
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 5: advising on futures contracts
19 Nov 2011 - 01 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.