Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SAMUEL JING YAU
Chinese Name of Relevant Individual
黃靖宥
HKMA Registration Number
AF3866
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Jan 2022 - 11 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2021 - 02 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2017 - 14 Jul 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Feb 2014 - 30 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2013 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
06 Mar 2013 - 24 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2011 - 07 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2011 - 07 Nov 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Nov 2011 - 07 Nov 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SAMUEL JING YAU
:
Chinese Name of Relevant Individual
黃靖宥
:
HKMA Registration Number
AF3866
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3866
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jan 2022 - 11 Oct 2025
No
AF3866
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2022 - 11 Oct 2025
No
AF3866
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Jan 2022 - 11 Oct 2025
No
AF3866
DBS BANK LTD.
Type 1: dealing in securities
19 Jan 2022 - 11 Oct 2025
No
AF3866
DBS BANK LTD.
Type 4: advising on securities
19 Jan 2022 - 11 Oct 2025
No
AF3866
DBS BANK LTD.
Type 6: advising on corporate finance
19 Jan 2022 - 11 Oct 2025
No
AF3866
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
19 May 2021 - 02 Jan 2022
No
AF3866
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
03 Aug 2017 - 14 Jul 2020
No
AF3866
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
21 Feb 2014 - 30 Jul 2017
No
AF3866
HANG SENG BANK, LIMITED
Type 1: dealing in securities
06 Mar 2013 - 24 May 2013
No
AF3866
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
06 Mar 2013 - 24 May 2013
No
AF3866
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Nov 2011 - 07 Nov 2012
No
AF3866
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Nov 2011 - 07 Nov 2012
No
AF3866
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Nov 2011 - 07 Nov 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.