Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAK, WING SHAN
Chinese Name of Relevant Individual
麥頴珊
HKMA Registration Number
AF3869
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2014 - 08 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2014 - 08 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2011 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2011 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Nov 2011 - 04 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAK, WING SHAN
:
Chinese Name of Relevant Individual
麥頴珊
:
HKMA Registration Number
AF3869
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3869
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
21 May 2014 - 08 Aug 2015
No
AF3869
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
21 May 2014 - 08 Aug 2015
No
AF3869
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 Nov 2011 - 04 May 2014
No
AF3869
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Nov 2011 - 04 May 2014
No
AF3869
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 Nov 2011 - 04 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.