Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOU, KO-YIN
Chinese Name of Relevant Individual
周科穎
HKMA Registration Number
AF3872
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2015 - 08 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Nov 2015 - 08 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2015 - 01 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2015 - 01 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2014 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2011 - 06 May 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOU, KO-YIN
:
Chinese Name of Relevant Individual
周科穎
:
HKMA Registration Number
AF3872
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3872
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Nov 2015 - 08 Jun 2022
No
AF3872
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Nov 2015 - 08 Jun 2022
No
AF3872
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Aug 2015 - 01 Nov 2015
No
AF3872
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Aug 2015 - 01 Nov 2015
No
AF3872
UBS AG
Type 4: advising on securities
28 Feb 2014 - 06 May 2015
No
AF3872
UBS AG
Type 1: dealing in securities
22 Nov 2011 - 06 May 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.