Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, KING HO
Chinese Name of Relevant Individual
吳敬浩
HKMA Registration Number
AF3889
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Nov 2022
Is an Executive Officer? (Yes / No)
No
Capacity
SHORT-TERM INTEREST RATES TRADER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
SFC CE number
AFR194
Business Address
UNIT 9507, LEVEL 95, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2021 - 06 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2017 - 29 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2016 - 14 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2011 - 14 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, KING HO
:
Chinese Name of Relevant Individual
吳敬浩
:
HKMA Registration Number
AF3889
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
11 Nov 2022
No
SHORT-TERM INTEREST RATES TRADER
Name of Registered Institution
SFC CE number
Business Address
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
AFR194
UNIT 9507, LEVEL 95, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3889
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
Since 11 Nov 2022
No
AF3889
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
05 Oct 2021 - 06 Nov 2022
No
AF3889
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
02 Sep 2017 - 29 Sep 2021
No
AF3889
BANCO SANTANDER, S.A.
Type 1: dealing in securities
07 Jan 2016 - 14 Jun 2016
No
AF3889
BANCO SANTANDER, S.A.
Type 4: advising on securities
07 Jan 2016 - 14 Jun 2016
No
AF3889
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Nov 2011 - 14 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.