Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, KIN LAM
Chinese Name of Relevant Individual
劉鍵霖
HKMA Registration Number
AF3903
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2025 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2025 - 27 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2024 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2024 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Jun 2024 - 26 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2022 - 01 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2019 - 30 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2019 - 30 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Mar 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Mar 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2015 - 26 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2015 - 26 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, KIN LAM
:
Chinese Name of Relevant Individual
劉鍵霖
:
HKMA Registration Number
AF3903
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3903
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Jun 2025 - 27 Feb 2026
No
AF3903
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Jun 2025 - 27 Feb 2026
No
AF3903
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Jun 2024 - 26 Feb 2025
No
AF3903
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Jun 2024 - 26 Feb 2025
No
AF3903
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Jun 2024 - 26 Feb 2025
No
AF3903
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 May 2022 - 01 May 2024
No
AF3903
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
27 May 2022 - 01 May 2024
No
AF3903
CITIBANK, N.A.
Type 1: dealing in securities
27 May 2022 - 01 May 2024
No
AF3903
CITIBANK, N.A.
Type 4: advising on securities
27 May 2022 - 01 May 2024
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Aug 2019 - 30 Mar 2022
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Aug 2019 - 30 Mar 2022
No
AF3903
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Mar 2019 - 26 Jul 2019
No
AF3903
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Mar 2019 - 26 Jul 2019
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Nov 2015 - 26 Jan 2019
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Nov 2015 - 26 Jan 2019
No
AF3903
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Oct 2013 - 21 Oct 2015
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Nov 2011 - 24 Sep 2013
No
AF3903
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Nov 2011 - 24 Sep 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.