Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, YUEN PING
Chinese Name of Relevant Individual
余婉萍
HKMA Registration Number
AF3939
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Oct 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
ROYAL BANK OF CANADA
SFC CE number
AAE727
Business Address
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2023 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2023 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2023 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2023 - 20 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 26 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Oct 2021 - 26 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 26 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 Oct 2021 - 26 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2017 - 22 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Apr 2014 - 21 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2011 - 02 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2011 - 02 Mar 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, YUEN PING
:
Chinese Name of Relevant Individual
余婉萍
:
HKMA Registration Number
AF3939
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Oct 2024
No
PRIVATE BANKING
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Oct 2024
No
PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
ROYAL BANK OF CANADA
AAE727
41ST AND 42ND FLOOR, ONE TAIKOO PLACE, TAI KOO PLACE, 979 KING'S ROAD, QUARRY BAY, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3939
ROYAL BANK OF CANADA
Type 1: dealing in securities
Since 02 Oct 2024
No
AF3939
ROYAL BANK OF CANADA
Type 4: advising on securities
Since 02 Oct 2024
No
AF3939
CITIBANK, N.A.
Type 1: dealing in securities
05 Oct 2023 - 20 Sep 2024
No
AF3939
CITIBANK, N.A.
Type 4: advising on securities
05 Oct 2023 - 20 Sep 2024
No
AF3939
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
05 Oct 2023 - 20 Sep 2024
No
AF3939
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
05 Oct 2023 - 20 Sep 2024
No
AF3939
LGT BANK AG
Type 1: dealing in securities
28 Oct 2021 - 26 Sep 2023
No
AF3939
LGT BANK AG
Type 2: dealing in futures contracts
28 Oct 2021 - 26 Sep 2023
No
AF3939
LGT BANK AG
Type 4: advising on securities
28 Oct 2021 - 26 Sep 2023
No
AF3939
LGT BANK AG
Type 5: advising on futures contracts
28 Oct 2021 - 26 Sep 2023
No
AF3939
UBS AG
Type 1: dealing in securities
17 Nov 2017 - 22 Oct 2021
No
AF3939
UBS AG
Type 1: dealing in securities
15 Apr 2014 - 21 Jul 2015
No
AF3939
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
26 Nov 2011 - 02 Mar 2014
No
AF3939
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
26 Nov 2011 - 02 Mar 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.