Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAE, SEUNG CHUL
Chinese Name of Relevant Individual
HKMA Registration Number
AF3958
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2015 - 03 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2015 - 30 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
27 Mar 2015 - 31 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jan 2015 - 21 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2014 - 06 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2014 - 15 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2014 - 13 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jun 2014 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2013 - 06 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2013 - 03 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2013 - 27 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Aug 2012 - 25 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2012 - 01 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2012 - 20 Jun 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Apr 2012 - 03 Apr 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAE, SEUNG CHUL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF3958
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
30 Nov 2015 - 03 Dec 2015
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
28 Oct 2015 - 30 Oct 2015
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
27 Mar 2015 - 31 Mar 2015
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jan 2015 - 21 Jan 2015
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
03 Dec 2014 - 06 Dec 2014
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
12 Oct 2014 - 15 Oct 2014
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
10 Aug 2014 - 13 Aug 2014
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
10 Jun 2014 - 13 Jun 2014
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
02 Dec 2013 - 06 Dec 2013
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
31 Jul 2013 - 03 Aug 2013
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
24 Mar 2013 - 27 Mar 2013
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
22 Aug 2012 - 25 Aug 2012
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
30 Jul 2012 - 01 Aug 2012
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
18 Jun 2012 - 20 Jun 2012
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
01 Apr 2012 - 03 Apr 2012
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
26 Feb 2012 - 01 Mar 2012
No
AF3958
BARCLAYS BANK PLC
Type 4: advising on securities
27 Nov 2011 - 30 Nov 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.