Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, HIN FAI
Chinese Name of Relevant Individual
林衍暉
HKMA Registration Number
AF3972
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Sep 2019 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Sep 2019 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2011 - 12 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
29 Nov 2011 - 12 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2015 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, HIN FAI
:
Chinese Name of Relevant Individual
林衍暉
:
HKMA Registration Number
AF3972
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3972
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Sep 2019 - 06 Sep 2021
No
AF3972
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Sep 2019 - 06 Sep 2021
No
AF3972
HANG SENG BANK, LIMITED
Type 1: dealing in securities
29 Nov 2011 - 12 Jun 2019
No
AF3972
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
29 Nov 2011 - 12 Jun 2019
No
AF3972
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Nov 2015 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.