Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, CHI HO
Chinese Name of Relevant Individual
李志豪
HKMA Registration Number
AF3998
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
PERSONAL BANKING MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHIYU BANKING CORPORATION LIMITED
SFC CE number
AAL594
Business Address
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2022 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2022 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2012 - 28 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2012 - 28 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2011 - 16 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Dec 2011 - 16 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, CHI HO
:
Chinese Name of Relevant Individual
李志豪
:
HKMA Registration Number
AF3998
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
28 Sep 2024
No
PERSONAL BANKING MANAGER
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
28 Sep 2024
No
PERSONAL BANKING MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHIYU BANKING CORPORATION LIMITED
AAL594
74-78 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF3998
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 28 Sep 2024
No
AF3998
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 28 Sep 2024
No
AF3998
DAH SING BANK, LIMITED
Type 1: dealing in securities
22 Jul 2022 - 24 Jul 2024
No
AF3998
DAH SING BANK, LIMITED
Type 4: advising on securities
22 Jul 2022 - 24 Jul 2024
No
AF3998
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
24 Apr 2012 - 28 Oct 2018
No
AF3998
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
24 Apr 2012 - 28 Oct 2018
No
AF3998
HANG SENG BANK, LIMITED
Type 1: dealing in securities
01 Dec 2011 - 16 Feb 2012
No
AF3998
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Dec 2011 - 16 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.