Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZETO, DIANA
Chinese Name of Relevant Individual
司徒瑀
HKMA Registration Number
AF4002
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2013 - 30 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Oct 2013 - 30 Dec 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Dec 2011 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Dec 2011 - 17 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZETO, DIANA
:
Chinese Name of Relevant Individual
司徒瑀
:
HKMA Registration Number
AF4002
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4002
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
25 Oct 2013 - 30 Dec 2016
No
AF4002
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
25 Oct 2013 - 30 Dec 2016
No
AF4002
DBS BANK LTD.
Type 1: dealing in securities
01 Dec 2011 - 17 Aug 2012
No
AF4002
DBS BANK LTD.
Type 4: advising on securities
01 Dec 2011 - 17 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.