Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, CHI HO
Chinese Name of Relevant Individual
陳子豪
HKMA Registration Number
AF4024
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2018 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2018 - 26 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2016 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2015 - 11 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Oct 2015 - 11 Jun 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2011 - 27 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2011 - 27 Sep 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, CHI HO
:
Chinese Name of Relevant Individual
陳子豪
:
HKMA Registration Number
AF4024
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4024
CHONG HING BANK LIMITED
Type 1: dealing in securities
08 Mar 2018 - 26 Jun 2019
No
AF4024
CHONG HING BANK LIMITED
Type 4: advising on securities
08 Mar 2018 - 26 Jun 2019
No
AF4024
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
26 Jul 2016 - 03 Jan 2018
No
AF4024
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Oct 2015 - 11 Jun 2016
No
AF4024
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Oct 2015 - 11 Jun 2016
No
AF4024
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
02 Dec 2011 - 27 Sep 2014
No
AF4024
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
02 Dec 2011 - 27 Sep 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.