Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIU, HOI KIT
Chinese Name of Relevant Individual
蕭凱傑
HKMA Registration Number
AF4029
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2012 - 28 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2012 - 28 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2011 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2011 - 18 Jul 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIU, HOI KIT
:
Chinese Name of Relevant Individual
蕭凱傑
:
HKMA Registration Number
AF4029
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4029
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Sep 2012 - 28 Sep 2013
No
AF4029
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Sep 2012 - 28 Sep 2013
No
AF4029
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2011 - 18 Jul 2012
No
AF4029
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2011 - 18 Jul 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.