Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, HIU NAM
Chinese Name of Relevant Individual
唐曉嵐
HKMA Registration Number
AF4041
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2015 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2015 - 28 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2013 - 25 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2013 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, HIU NAM
:
Chinese Name of Relevant Individual
唐曉嵐
:
HKMA Registration Number
AF4041
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4041
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Aug 2015 - 28 Apr 2016
No
AF4041
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Aug 2015 - 28 Apr 2016
No
AF4041
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
20 Aug 2013 - 25 Jun 2015
No
AF4041
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
03 May 2013 - 02 Jul 2013
No
AF4041
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
07 Dec 2011 - 02 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.