Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, CHI HANG
Chinese Name of Relevant Individual
胡志衡
HKMA Registration Number
AF4068
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
19 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
19 Sep 2023
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNITED OVERSEAS BANK LIMITED
SFC CE number
AAK840
Business Address
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNITED OVERSEAS BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 19 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Nov 2021 - 11 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Nov 2021 - 11 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2021 - 19 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Feb 2017 - 25 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF MONTREAL
Regulated Activity
Type 4: advising on securities
Effective Period
16 Feb 2017 - 25 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2016 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2016 - 08 Feb 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
13 Dec 2013 - 22 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 05 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
07 Dec 2011 - 05 Apr 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, CHI HANG
:
Chinese Name of Relevant Individual
胡志衡
:
HKMA Registration Number
AF4068
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
19 Sep 2023
No
VICE PRESIDENT
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
19 Sep 2023
No
VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
UNITED OVERSEAS BANK LIMITED
AAK840
28/F, CHAMPION TOWER, 3 GARDEN ROAD, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4068
UNITED OVERSEAS BANK LIMITED
Type 1: dealing in securities
Since 19 Sep 2023
No
AF4068
UNITED OVERSEAS BANK LIMITED
Type 4: advising on securities
Since 19 Sep 2023
No
AF4068
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Nov 2021 - 11 Aug 2023
No
AF4068
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Nov 2021 - 11 Aug 2023
No
AF4068
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
19 Aug 2021 - 19 Nov 2021
No
AF4068
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
19 Aug 2021 - 19 Nov 2021
No
AF4068
BANK OF MONTREAL
Type 1: dealing in securities
16 Feb 2017 - 25 Jun 2021
No
AF4068
BANK OF MONTREAL
Type 4: advising on securities
16 Feb 2017 - 25 Jun 2021
No
AF4068
CREDIT SUISSE AG
Type 1: dealing in securities
07 Sep 2016 - 08 Feb 2017
No
AF4068
CREDIT SUISSE AG
Type 4: advising on securities
07 Sep 2016 - 08 Feb 2017
No
AF4068
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
13 Dec 2013 - 22 Jul 2016
No
AF4068
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
13 Dec 2013 - 22 Jul 2016
No
AF4068
ABN AMRO BANK N.V.
Type 1: dealing in securities
07 Dec 2011 - 05 Apr 2013
No
AF4068
ABN AMRO BANK N.V.
Type 9: asset management
07 Dec 2011 - 05 Apr 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.