Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YAN LAM
Chinese Name of Relevant Individual
何欣霖
HKMA Registration Number
AF4073
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2014 - 17 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Dec 2014 - 17 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2011 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2011 - 12 Dec 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YAN LAM
:
Chinese Name of Relevant Individual
何欣霖
:
HKMA Registration Number
AF4073
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4073
ABN AMRO BANK N.V.
Type 1: dealing in securities
17 Dec 2014 - 17 Aug 2016
No
AF4073
ABN AMRO BANK N.V.
Type 4: advising on securities
17 Dec 2014 - 17 Aug 2016
No
AF4073
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2011 - 12 Dec 2014
No
AF4073
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2011 - 12 Dec 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.