Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHAK SUM
Chinese Name of Relevant Individual
鄭澤琛
HKMA Registration Number
AF4074
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SR CUSTOMER RM (BUS. BANKING)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jul 2021
Is an Executive Officer? (Yes / No)
No
Capacity
SR CUSTOMER RM (BUS. BANKING)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2016 - 12 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2016 - 12 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2011 - 29 Jul 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2011 - 17 Feb 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHAK SUM
:
Chinese Name of Relevant Individual
鄭澤琛
:
HKMA Registration Number
AF4074
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
16 Jul 2021
No
SR CUSTOMER RM (BUS. BANKING)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
16 Jul 2021
No
SR CUSTOMER RM (BUS. BANKING)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4074
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 16 Jul 2021
No
AF4074
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 16 Jul 2021
No
AF4074
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2016 - 12 Mar 2020
No
AF4074
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2016 - 12 Mar 2020
No
AF4074
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2011 - 29 Jul 2016
No
AF4074
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2011 - 17 Feb 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.