Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, WING KEE
Chinese Name of Relevant Individual
柯永基
HKMA Registration Number
AF4075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2011 - 09 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2011 - 09 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Dec 2011 - 09 Dec 2012
Is an Executive Officer? (Yes / No)
Yes
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, WING KEE
:
Chinese Name of Relevant Individual
柯永基
:
HKMA Registration Number
AF4075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4075
KDB ASIA LIMITED
Type 1: dealing in securities
07 Dec 2011 - 09 Dec 2012
Yes
AF4075
KDB ASIA LIMITED
Type 4: advising on securities
07 Dec 2011 - 09 Dec 2012
Yes
AF4075
KDB ASIA LIMITED
Type 6: advising on corporate finance
07 Dec 2011 - 09 Dec 2012
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.