Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SHUNG YU
Chinese Name of Relevant Individual
羅崇宇
HKMA Registration Number
AF4081
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2013 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2013 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2011 - 21 May 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SHUNG YU
:
Chinese Name of Relevant Individual
羅崇宇
:
HKMA Registration Number
AF4081
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4081
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
15 Oct 2013 - 12 Jul 2018
No
AF4081
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
15 Oct 2013 - 12 Jul 2018
No
AF4081
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
08 Dec 2011 - 21 May 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.