Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TAK MING
Chinese Name of Relevant Individual
吳德明
HKMA Registration Number
AF4085
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2011 - 07 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2011 - 07 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 9: asset management
Effective Period
08 Dec 2011 - 01 Dec 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TAK MING
:
Chinese Name of Relevant Individual
吳德明
:
HKMA Registration Number
AF4085
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4085
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
08 Dec 2011 - 07 Apr 2014
No
AF4085
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
08 Dec 2011 - 07 Apr 2014
No
AF4085
BANK JULIUS BAER & CO. LTD.
Type 9: asset management
08 Dec 2011 - 01 Dec 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.