Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
COCCHIS, CLAUDIO
Chinese Name of Relevant Individual
HKMA Registration Number
AF4096
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Dec 2011 - 11 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2011 - 11 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
COCCHIS, CLAUDIO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4096
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4096
SOCIETE GENERALE
Type 1: dealing in securities
12 Jan 2012 - 26 Jul 2013
Yes
AF4096
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
12 Jan 2012 - 26 Jul 2013
Yes
AF4096
SOCIETE GENERALE
Type 1: dealing in securities
13 Dec 2011 - 11 Jan 2012
No
AF4096
SOCIETE GENERALE ASIA LIMITED
Type 1: dealing in securities
10 Dec 2011 - 11 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.