Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIANG, NING
Chinese Name of Relevant Individual
姜寧
HKMA Registration Number
AF4128
Other HKMA Registration Number(s)
AG7098
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
Since 28 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2011 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2011 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Dec 2011 - 29 Mar 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIANG, NING
:
Chinese Name of Relevant Individual
姜寧
:
HKMA Registration Number
AF4128
:
Other HKMA Registration Number(s)
AG7098
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG7098
UBS AG
Type 1: dealing in securities
Since 28 Mar 2015
No
AG7098
UBS AG
Type 4: advising on securities
Since 28 Mar 2015
No
AG7098
UBS AG
Type 7: providing automated trading services
Since 28 Mar 2015
No
AF4128
UBS AG
Type 1: dealing in securities
14 Dec 2011 - 29 Mar 2015
No
AF4128
UBS AG
Type 4: advising on securities
14 Dec 2011 - 29 Mar 2015
No
AF4128
UBS AG
Type 7: providing automated trading services
14 Dec 2011 - 29 Mar 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.