Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, ZAI LIANG
Chinese Name of Relevant Individual
王在亮
HKMA Registration Number
AF4149
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
Remarks
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
11 Jan 2024
Is an Executive Officer? (Yes / No)
Yes
Capacity
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
SFC CE number
AAD499
Business Address
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Effective Date
17 Sep 2024
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
2
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Effective Date
17 Sep 2024
Description
For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 17 Sep 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2024 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2024 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Jan 2024 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2011 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Dec 2011 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, ZAI LIANG
:
Chinese Name of Relevant Individual
王在亮
:
HKMA Registration Number
AF4149
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Jan 2024
Yes
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Jan 2024
Yes
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
11 Jan 2024
Yes
CORPORATE FINANCE, GLOBAL INVESTMENT BANKING
Name of Registered Institution
SFC CE number
Business Address
OVERSEA-CHINESE BANKING CORPORATION LIMITED
AAD499
9/F., NINE QUEEN'S ROAD CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
OVERSEA-CHINESE BANKING CORPORATION LIMITED
1
17 Sep 2024
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
OVERSEA-CHINESE BANKING CORPORATION LIMITED
2
17 Sep 2024
For Type 6 regulated activity, the Executive Officer must, in the capacity as an adviser to a client on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission, act together with another adviser (to the client) not subject to a similar condition.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
Since 17 Sep 2024
Yes
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
Since 17 Sep 2024
Yes
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
Since 17 Sep 2024
Yes
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
11 Jan 2024 - 16 Sep 2024
No
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
11 Jan 2024 - 16 Sep 2024
No
AF4149
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 6: advising on corporate finance
11 Jan 2024 - 16 Sep 2024
No
AF4149
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
15 Dec 2011 - 11 Sep 2018
No
AF4149
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 6: advising on corporate finance
15 Dec 2011 - 11 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.