Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MCKEGG, LANCE ROSS
Chinese Name of Relevant Individual
HKMA Registration Number
AF4165
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Aug 2018 - 31 Aug 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
09 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
09 Mar 2018 - 15 Mar 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2016 - 16 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2016 - 16 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Mar 2016 - 16 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2011 - 22 May 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MCKEGG, LANCE ROSS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4165
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4165
UBS AG
Type 1: dealing in securities
24 Aug 2018 - 31 Aug 2018
No
AF4165
UBS AG
Type 4: advising on securities
24 Aug 2018 - 31 Aug 2018
No
AF4165
UBS AG
Type 6: advising on corporate finance
24 Aug 2018 - 31 Aug 2018
No
AF4165
UBS AG
Type 1: dealing in securities
09 Mar 2018 - 15 Mar 2018
No
AF4165
UBS AG
Type 4: advising on securities
09 Mar 2018 - 15 Mar 2018
No
AF4165
UBS AG
Type 6: advising on corporate finance
09 Mar 2018 - 15 Mar 2018
No
AF4165
UBS AG
Type 1: dealing in securities
14 Mar 2016 - 16 Mar 2016
No
AF4165
UBS AG
Type 4: advising on securities
14 Mar 2016 - 16 Mar 2016
No
AF4165
UBS AG
Type 6: advising on corporate finance
14 Mar 2016 - 16 Mar 2016
No
AF4165
UBS AG
Type 1: dealing in securities
20 Dec 2011 - 22 May 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.