Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PENG, YING
Chinese Name of Relevant Individual
彭穎
HKMA Registration Number
AF4175
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2017 - 20 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2017 - 20 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2011 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2011 - 07 Apr 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PENG, YING
:
Chinese Name of Relevant Individual
彭穎
:
HKMA Registration Number
AF4175
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4175
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
13 Jun 2017 - 20 Feb 2018
No
AF4175
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
13 Jun 2017 - 20 Feb 2018
No
AF4175
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
20 Dec 2011 - 07 Apr 2017
No
AF4175
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
20 Dec 2011 - 07 Apr 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.