Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FOK, SUI YING
Chinese Name of Relevant Individual
霍萃瑩
HKMA Registration Number
AF4228
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2016 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2016 - 30 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Nov 2015 - 15 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2013 - 16 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2013 - 16 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KBC BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2011 - 20 Aug 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FOK, SUI YING
:
Chinese Name of Relevant Individual
霍萃瑩
:
HKMA Registration Number
AF4228
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4228
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
01 Oct 2016 - 30 Apr 2018
No
AF4228
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
01 Oct 2016 - 30 Apr 2018
No
AF4228
BANCO BILBAO VIZCAYA ARGENTARIA S.A.
Type 1: dealing in securities
24 Nov 2015 - 15 Sep 2016
No
AF4228
CTBC BANK CO., LTD.
Type 1: dealing in securities
12 Jul 2013 - 16 Oct 2014
No
AF4228
CTBC BANK CO., LTD.
Type 4: advising on securities
12 Jul 2013 - 16 Oct 2014
No
AF4228
KBC BANK N.V.
Type 1: dealing in securities
23 Dec 2011 - 20 Aug 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.