Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, KAM SUEN, JOSEPH
Chinese Name of Relevant Individual
謝金蓀
HKMA Registration Number
AF4247
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2013 - 24 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2013 - 24 Apr 2016
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Dec 2011 - 03 Jan 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Dec 2011 - 03 Jan 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, KAM SUEN, JOSEPH
:
Chinese Name of Relevant Individual
謝金蓀
:
HKMA Registration Number
AF4247
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4247
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
04 Jan 2013 - 24 Apr 2016
Yes
AF4247
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
04 Jan 2013 - 24 Apr 2016
Yes
AF4247
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
30 Dec 2011 - 03 Jan 2013
No
AF4247
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
30 Dec 2011 - 03 Jan 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.