Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MOK, WING SHAN PHYLLIS
Chinese Name of Relevant Individual

莫詠珊
HKMA Registration Number
AF4252
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Jan 2012
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITIES
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jan 2012
Is an Executive Officer? (Yes / No)
No
Capacity
EQUITIES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MOK, WING SHAN PHYLLIS
:
Chinese Name of Relevant Individual
莫詠珊
:
HKMA Registration Number
AF4252
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
01 Jan 2012
No
EQUITIES
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
01 Jan 2012
No
EQUITIES