Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KAN, SIN TING
Chinese Name of Relevant Individual
簡羡婷
HKMA Registration Number
AF4258
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jul 2022 - 08 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jul 2022 - 08 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2019 - 01 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2019 - 01 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2019 - 25 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2019 - 25 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2018 - 20 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2018 - 20 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Aug 2018 - 20 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2016 - 03 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2016 - 03 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2012 - 06 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2012 - 06 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KAN, SIN TING
:
Chinese Name of Relevant Individual
簡羡婷
:
HKMA Registration Number
AF4258
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
31 Mar 2023
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
CHONG HING BANK LIMITED
Type 4: advising on securities
31 Mar 2023
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4258
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 31 Mar 2023
No
AF4258
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 31 Mar 2023
No
AF4258
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
26 Jul 2022 - 08 Mar 2023
No
AF4258
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
26 Jul 2022 - 08 Mar 2023
No
AF4258
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2019 - 01 Dec 2021
No
AF4258
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2019 - 01 Dec 2021
No
AF4258
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
12 Mar 2019 - 25 Jul 2019
No
AF4258
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
12 Mar 2019 - 25 Jul 2019
No
AF4258
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Aug 2018 - 20 Dec 2018
No
AF4258
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Aug 2018 - 20 Dec 2018
No
AF4258
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Aug 2018 - 20 Dec 2018
No
AF4258
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Sep 2016 - 03 Jul 2018
No
AF4258
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Sep 2016 - 03 Jul 2018
No
AF4258
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jan 2012 - 06 Jul 2015
No
AF4258
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jan 2012 - 06 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.