Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
RICHARDS, ANDREW BRYNMOR
Chinese Name of Relevant Individual
李安竹
HKMA Registration Number
AF4262
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Jun 2018 - 08 Jun 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2018 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Apr 2018 - 10 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2016 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2016 - 14 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Apr 2015 - 16 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Apr 2015 - 16 Apr 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2012 - 12 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Jan 2012 - 12 Jul 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
RICHARDS, ANDREW BRYNMOR
:
Chinese Name of Relevant Individual
李安竹
:
HKMA Registration Number
AF4262
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4262
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Jun 2018 - 08 Jun 2018
No
AF4262
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Jun 2018 - 08 Jun 2018
No
AF4262
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Apr 2018 - 10 Apr 2018
No
AF4262
BARCLAYS BANK PLC
Type 6: advising on corporate finance
06 Apr 2018 - 10 Apr 2018
No
AF4262
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Apr 2016 - 14 Apr 2016
No
AF4262
BARCLAYS BANK PLC
Type 6: advising on corporate finance
11 Apr 2016 - 14 Apr 2016
No
AF4262
BARCLAYS BANK PLC
Type 1: dealing in securities
14 Apr 2015 - 16 Apr 2015
No
AF4262
BARCLAYS BANK PLC
Type 6: advising on corporate finance
14 Apr 2015 - 16 Apr 2015
No
AF4262
BARCLAYS BANK PLC
Type 1: dealing in securities
01 Jan 2012 - 12 Jul 2014
No
AF4262
BARCLAYS BANK PLC
Type 6: advising on corporate finance
01 Jan 2012 - 12 Jul 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.