Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KOBLER, ALEXANDER ERNST ANTON
Chinese Name of Relevant Individual
HKMA Registration Number
AF4282
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2012 - 31 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2012 - 31 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
23 Feb 2012 - 31 Aug 2014
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 22 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 22 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
05 Jan 2012 - 22 Feb 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KOBLER, ALEXANDER ERNST ANTON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4282
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4282
UBS AG
Type 1: dealing in securities
23 Feb 2012 - 31 Aug 2014
Yes
AF4282
UBS AG
Type 4: advising on securities
23 Feb 2012 - 31 Aug 2014
Yes
AF4282
UBS AG
Type 9: asset management
23 Feb 2012 - 31 Aug 2014
Yes
AF4282
UBS AG
Type 1: dealing in securities
05 Jan 2012 - 22 Feb 2012
No
AF4282
UBS AG
Type 4: advising on securities
05 Jan 2012 - 22 Feb 2012
No
AF4282
UBS AG
Type 9: asset management
05 Jan 2012 - 22 Feb 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.