Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, TING CHI MAVIS
Chinese Name of Relevant Individual
林廷姿
HKMA Registration Number
AF4285
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2014 - 09 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2014 - 21 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2013 - 07 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2013 - 07 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2013 - 06 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2013 - 06 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 26 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 26 Jun 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, TING CHI MAVIS
:
Chinese Name of Relevant Individual
林廷姿
:
HKMA Registration Number
AF4285
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4285
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
06 Nov 2014 - 09 Jan 2016
No
AF4285
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
06 Sep 2014 - 21 Oct 2014
No
AF4285
DAH SING BANK, LIMITED
Type 1: dealing in securities
13 Aug 2013 - 07 Aug 2014
No
AF4285
DAH SING BANK, LIMITED
Type 4: advising on securities
13 Aug 2013 - 07 Aug 2014
No
AF4285
DAH SING BANK, LIMITED
Type 1: dealing in securities
16 Jul 2013 - 06 Aug 2013
No
AF4285
DAH SING BANK, LIMITED
Type 4: advising on securities
16 Jul 2013 - 06 Aug 2013
No
AF4285
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jan 2012 - 26 Jun 2013
No
AF4285
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jan 2012 - 26 Jun 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.