Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, MEI SUM SANDY
Chinese Name of Relevant Individual
黃美心
HKMA Registration Number
AF4290
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2013 - 08 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2013 - 08 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 02 Jul 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, MEI SUM SANDY
:
Chinese Name of Relevant Individual
黃美心
:
HKMA Registration Number
AF4290
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4290
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Nov 2013 - 08 May 2021
No
AF4290
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Nov 2013 - 08 May 2021
No
AF4290
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Jan 2012 - 02 Jul 2013
No
AF4290
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Jan 2012 - 02 Jul 2013
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.