Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, HIU LAM
Chinese Name of Relevant Individual
羅曉琳
HKMA Registration Number
AF4292
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2020 - 28 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2020 - 28 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2016 - 27 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2016 - 27 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2015 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2015 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jan 2012 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jan 2012 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, HIU LAM
:
Chinese Name of Relevant Individual
羅曉琳
:
HKMA Registration Number
AF4292
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4292
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
04 Jan 2020 - 28 Jun 2021
No
AF4292
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
04 Jan 2020 - 28 Jun 2021
No
AF4292
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
26 May 2016 - 27 Oct 2019
No
AF4292
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
26 May 2016 - 27 Oct 2019
No
AF4292
DAH SING BANK, LIMITED
Type 1: dealing in securities
01 Aug 2015 - 29 Apr 2016
No
AF4292
DAH SING BANK, LIMITED
Type 4: advising on securities
01 Aug 2015 - 29 Apr 2016
No
AF4292
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
05 Jan 2012 - 21 Aug 2014
No
AF4292
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
05 Jan 2012 - 21 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.