Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, WING YAN
Chinese Name of Relevant Individual
鄭穎欣
HKMA Registration Number
AF4333
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2021 - 10 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2018 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2018 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Feb 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Feb 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Feb 2018 - 18 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2016 - 29 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2016 - 29 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2014 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2014 - 08 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2012 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2012 - 01 Apr 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, WING YAN
:
Chinese Name of Relevant Individual
鄭穎欣
:
HKMA Registration Number
AF4333
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2021 - 10 Jul 2023
No
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2021 - 10 Jul 2023
No
AF4333
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Nov 2018 - 29 Oct 2021
No
AF4333
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Nov 2018 - 29 Oct 2021
No
AF4333
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Feb 2018 - 18 Jul 2018
No
AF4333
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Feb 2018 - 18 Jul 2018
No
AF4333
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Feb 2018 - 18 Jul 2018
No
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
15 Dec 2016 - 29 Oct 2017
No
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
15 Dec 2016 - 29 Oct 2017
No
AF4333
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
24 May 2014 - 08 Nov 2016
No
AF4333
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
24 May 2014 - 08 Nov 2016
No
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2012 - 01 Apr 2014
No
AF4333
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2012 - 01 Apr 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.