Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WING HONG
Chinese Name of Relevant Individual
陳永康
HKMA Registration Number
AF4343
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
11 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
11 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 11 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2018 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2018 - 01 Jan 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2017 - 13 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2017 - 13 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2015 - 28 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2015 - 28 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2012 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2012 - 21 Aug 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WING HONG
:
Chinese Name of Relevant Individual
陳永康
:
HKMA Registration Number
AF4343
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
11 Feb 2025
No
RELATIONSHIP MANAGEMENT, CITICDIAMOND
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
11 Feb 2025
No
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4343
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 11 Feb 2025
No
AF4343
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 11 Feb 2025
No
AF4343
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2018 - 01 Jan 2025
No
AF4343
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2018 - 01 Jan 2025
No
AF4343
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
30 Jun 2017 - 13 Nov 2018
No
AF4343
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
30 Jun 2017 - 13 Nov 2018
No
AF4343
DAH SING BANK, LIMITED
Type 1: dealing in securities
06 Jan 2015 - 28 May 2017
No
AF4343
DAH SING BANK, LIMITED
Type 4: advising on securities
06 Jan 2015 - 28 May 2017
No
AF4343
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
07 Jan 2012 - 21 Aug 2014
No
AF4343
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
07 Jan 2012 - 21 Aug 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
