Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TWEEBOOM, NORMAN LIONEL
Chinese Name of Relevant Individual
HKMA Registration Number
AF4348
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2016 - 05 Aug 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 May 2016 - 19 May 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2016 - 29 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2015 - 31 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2015 - 11 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2015 - 12 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2015 - 20 Mar 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2015 - 14 Jan 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
02 Nov 2014 - 14 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2014 - 11 Oct 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2014 - 10 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2014 - 27 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2014 - 23 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2014 - 15 Jan 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
10 Nov 2013 - 15 Nov 2013
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 26
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TWEEBOOM, NORMAN LIONEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4348
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
01 Aug 2016 - 05 Aug 2016
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
16 May 2016 - 19 May 2016
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
25 Jan 2016 - 29 Jan 2016
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
26 Oct 2015 - 31 Oct 2015
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
07 Sep 2015 - 11 Sep 2015
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jun 2015 - 12 Jun 2015
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
17 Mar 2015 - 20 Mar 2015
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
11 Jan 2015 - 14 Jan 2015
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
02 Nov 2014 - 14 Nov 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
08 Oct 2014 - 11 Oct 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
08 Sep 2014 - 10 Sep 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
22 Jun 2014 - 27 Jun 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
18 May 2014 - 23 May 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
12 Jan 2014 - 15 Jan 2014
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
10 Nov 2013 - 15 Nov 2013
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
15 Sep 2013 - 20 Sep 2013
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
01 May 2013 - 04 May 2013
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
29 Jan 2013 - 01 Feb 2013
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
08 Jan 2013 - 11 Jan 2013
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
16 Dec 2012 - 17 Dec 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
09 Oct 2012 - 13 Oct 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
17 Jul 2012 - 18 Jul 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
13 May 2012 - 15 May 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
16 Apr 2012 - 20 Apr 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
06 Mar 2012 - 08 Mar 2012
No
AF4348
BARCLAYS BANK PLC
Type 4: advising on securities
09 Jan 2012 - 14 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.