Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAI, YIU LEUNG
Chinese Name of Relevant Individual
韋耀良
HKMA Registration Number
AF4349
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2021 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Nov 2020 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
09 Nov 2020 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2019 - 08 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
02 Jul 2019 - 08 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2018 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2018 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2012 - 03 Jul 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAI, YIU LEUNG
:
Chinese Name of Relevant Individual
韋耀良
:
HKMA Registration Number
AF4349
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4349
MORGAN STANLEY BANK ASIA LIMITED
Type 4: advising on securities
31 May 2021 - 17 Nov 2021
Yes
AF4349
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
09 Nov 2020 - 17 Nov 2021
Yes
AF4349
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
09 Nov 2020 - 17 Nov 2021
Yes
AF4349
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
02 Jul 2019 - 08 Nov 2020
No
AF4349
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
02 Jul 2019 - 08 Nov 2020
No
AF4349
UBS AG
Type 1: dealing in securities
19 May 2018 - 29 Mar 2019
No
AF4349
UBS AG
Type 4: advising on securities
19 May 2018 - 29 Mar 2019
No
AF4349
UBS AG
Type 4: advising on securities
08 Jan 2014 - 03 Jul 2017
No
AF4349
UBS AG
Type 1: dealing in securities
10 Jan 2012 - 03 Jul 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.