Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NARAYANASWAMY, SHANKAR
Chinese Name of Relevant Individual
HKMA Registration Number
AF4352
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2025 - 03 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
29 Nov 2025 - 03 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Feb 2025 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2025 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Feb 2025 - 12 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2024 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Feb 2024 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Feb 2024 - 28 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2020 - 10 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 May 2019 - 15 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jan 2019 - 16 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2018 - 19 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2017 - 12 Jul 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jan 2017 - 20 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2016 - 18 Nov 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 21
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NARAYANASWAMY, SHANKAR
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4352
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2025 - 03 Dec 2025
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
29 Nov 2025 - 03 Dec 2025
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Feb 2025 - 12 Feb 2025
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Feb 2025 - 12 Feb 2025
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
07 Feb 2025 - 12 Feb 2025
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Feb 2024 - 28 Feb 2024
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Feb 2024 - 28 Feb 2024
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Feb 2024 - 28 Feb 2024
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2020 - 10 Jan 2020
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 May 2019 - 15 May 2019
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Jan 2019 - 16 Jan 2019
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2018 - 19 Jan 2018
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2017 - 12 Jul 2017
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Jan 2017 - 20 Jan 2017
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2016 - 18 Nov 2016
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
15 Jan 2016 - 20 Jan 2016
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2015 - 31 Jul 2015
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Jan 2015 - 22 Jan 2015
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Jan 2014 - 18 Jan 2014
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2013 - 15 Aug 2013
No
AF4352
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2012 - 26 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.