Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SAKSENA, ASHISH
Chinese Name of Relevant Individual
HKMA Registration Number
AF4377
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2015 - 27 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2014 - 01 Aug 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Aug 2013 - 23 Aug 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2013 - 07 Mar 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2012 - 13 Jan 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SAKSENA, ASHISH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AF4377
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4377
BARCLAYS BANK PLC
Type 1: dealing in securities
26 May 2015 - 27 May 2015
No
AF4377
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jul 2014 - 01 Aug 2014
No
AF4377
BARCLAYS BANK PLC
Type 1: dealing in securities
21 Aug 2013 - 23 Aug 2013
No
AF4377
BARCLAYS BANK PLC
Type 1: dealing in securities
05 Mar 2013 - 07 Mar 2013
No
AF4377
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jan 2012 - 13 Jan 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.