Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, MING FAI
Chinese Name of Relevant Individual
謝明輝
HKMA Registration Number
AF4387
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jan 2024 - 02 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jan 2024 - 02 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Jan 2024 - 02 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Feb 2022 - 20 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Feb 2022 - 20 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2018 - 19 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2018 - 19 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2017 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2017 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
14 Mar 2017 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Mar 2016 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2016 - 14 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2012 - 06 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2012 - 06 Feb 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, MING FAI
:
Chinese Name of Relevant Individual
謝明輝
:
HKMA Registration Number
AF4387
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AF4387
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Jan 2024 - 02 Jun 2024
No
AF4387
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Jan 2024 - 02 Jun 2024
No
AF4387
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Jan 2024 - 02 Jun 2024
No
AF4387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Feb 2022 - 20 Dec 2023
No
AF4387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Feb 2022 - 20 Dec 2023
No
AF4387
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
03 Feb 2018 - 19 Jan 2022
No
AF4387
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
03 Feb 2018 - 19 Jan 2022
No
AF4387
HANG SENG BANK, LIMITED
Type 1: dealing in securities
14 Mar 2017 - 12 Jan 2018
No
AF4387
HANG SENG BANK, LIMITED
Type 4: advising on securities
14 Mar 2017 - 12 Jan 2018
No
AF4387
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
14 Mar 2017 - 12 Jan 2018
No
AF4387
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Mar 2016 - 14 Oct 2016
No
AF4387
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Mar 2016 - 14 Oct 2016
No
AF4387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Jan 2012 - 06 Feb 2016
No
AF4387
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Jan 2012 - 06 Feb 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.